Investor Charter – Annexure B

Investor Charter - Annexure B

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COMPLAINT DATA TO BE DISPLAYED BY IAs

Investors complaints data to be disclosed monthly

Data for the month ending – Nov, 2025

Sr.

No.

Received from

Pending at the end of last

month

Received

Resolved

*

Total Pending #

Pending complaints

> 3months

Average Resolution time^ (in days)

1

Directly from

Investors

0

     

2

TO YOURSELF

(SCORES )

0

     

3

Other Sources

(if any)

0

     
 

Grand Total

0

     

Number of complaints received during month against the IA due to impersonation by some other entity:

Note: In case of any complaints received against the IA due to impersonation of the IA by some other entity, the IA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, IA must close such impersonation related complaints after following the due process as specified by SEBI/ IAASB.

* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Sr.

No.

Month

Carried forward from

previous month

Received

Resolved*

Pending#

1

Jul, 2025

0

   

2

Aug, 2025

0

   

3

Sep, 2025

0

   

4

Oct, 2025

0

   

5

Nov, 2025

0

   
 

Grand Total

0

   

Sr.

No.

Year

Carried forward from

previous year

Received

Resolved*

Pending#

1

2021-22

0

   

2

2022-23

0

   

3

2023-24

0

   

4

2024-25

0

   
 

Grand Total

0

   

Inclusive of complaints of previous years resolved in the current year.

# Inclusive of complaints pending as on the last day of the year

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